RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E••• M•••••• B•••
- S••••• A••••••• W•••••• L•• independent RIA currentsince Jun 17, 2025 · Detroit, Mi
- G•••••••• M••••••••• L•• independent RIANov 9, 2016 to Jun 16, 2025 · Boulder, Co
- C••••••••• W•••••• L•• independent RIAOct 6, 2015 to Nov 2, 2016 · Boulder, Co
- E••••••• I••••••••• A•••••••• L•• unclassifiedAug 13, 2015 to Dec 1, 2016 · Boulder, Co
- F•• A••••••• otherJun 23, 2014 to Jun 1, 2015 · Overland Park, Ks
- G••••••••• formerDec 16, 2013 to Apr 1, 2014 · Minneapolis, Mn
- V•••• F•••••••• A•••••••• I••• BD affiliatedSep 8, 2004 to May 26, 2006 · Fort Collins, Co
- M•••••• I••••••••• F••• S••••••• L•• unclassifiedJan 26, 2004 to Sep 14, 2004 · Denver, Co
- G•••••••• M••••••••• L•• to S••••• A••••••• W•••••• L••left Jun 16, 2025, registered Jun 17, 2025 (1 days) · RIA to RIA
- E••••••• I••••••••• A•••••••• L•• to C••••••••• W•••••• L••left Dec 1, 2016, registered Oct 6, 2015 (-422 days) · Other
- C••••••••• W•••••• L•• to G•••••••• M••••••••• L••left Nov 2, 2016, registered Nov 9, 2016 (7 days) · Other
- F•• A••••••• to E••••••• I••••••••• A•••••••• L••left Jun 1, 2015, registered Aug 13, 2015 (73 days) · Other
- G••••••••• to F•• A•••••••left Apr 1, 2014, registered Jun 23, 2014 (83 days) · Other
- V•••• F•••••••• A•••••••• I••• to G•••••••••left May 26, 2006, registered Dec 16, 2013 (2761 days) · Other
- M•••••• I••••••••• F••• S••••••• L•• to V•••• F•••••••• A•••••••• I•••left Sep 14, 2004, registered Sep 8, 2004 (-6 days) · Other
- E••• M•••••• B••• left G•••••••• M••••••••• L•• for S••••• A••••••• W•••••• L•• (registered 2025-06-17)Jun 16, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address