| Michael Steven Welger | Cadaret Grant & Co Inc other | Nfp Advisor Services, LLC other | Other | Oct 8, 2008 | Oct 9, 2008 |
| Derrick Handwerk | Cadaret Grant & Co Inc other | First Allied Securities, Inc. other | Other | Sep 15, 2008 | Sep 15, 2008 |
| Tracey M Manzi | Cadaret Grant & Co Inc other | Mcnamara Capital unclassified | Other | Jun 11, 2008 | Sep 3, 2008 (84 d) |
| Dee Ann Price | Cadaret Grant & Co Inc other | Affinity Financial LLC state registered | Other | Sep 10, 2007 | Aug 7, 2007 |
| Stephen Patrick Topley | Cadaret Grant & Co Inc other | Morgan Stanley wirehouse | Other | Aug 27, 2007 | Sep 4, 2018 (4026 d) |
| Timothy F Grable | Cadaret Grant & Co Inc other | Park Avenue Securities LLC other | Other | Dec 31, 2005 | Oct 30, 2007 (668 d) |
| Jelani Ptah | Cadaret Grant & Co Inc other | C.J.M. Asset Management, LLC unclassified | Other | Dec 31, 2004 | Feb 7, 2005 (38 d) |
| Marion C Geer | Cadaret Grant & Co Inc other | LPL Financial LLC other | Other | Oct 6, 2004 | Nov 15, 2012 (2962 d) |
| Randal Joe Bressette | Cadaret Grant & Co Inc other | LPL Financial LLC other | Other | Dec 31, 2003 | Jan 6, 2004 |
| David Vinciguerra | Cadaret Grant & Co Inc other | Securities America Advisors, Inc. BD affiliated | Other | Sep 24, 2003 | May 17, 2021 (6445 d) |
| Jack Cupelli | Cadaret Grant & Co Inc other | Ameriprise Financial Services, LLC national BD | Other | Sep 23, 2003 | Mar 1, 2013 (3447 d) |
| Donald Jeremiah Abernethy | Cadaret Grant & Co Inc other | Lion Street Advisors, LLC BD affiliated | Other | Sep 23, 2003 | May 20, 2021 (6449 d) |
| Ken Joseph Mazzie | Cadaret Grant & Co Inc other | Avantax Advisory Services other | Other | Dec 31, 2002 | Nov 9, 2004 (679 d) |
| Brent Alex Greenshields | Cadaret Grant & Co Inc other | Questar Capital Corporation unclassified | Other | Dec 12, 2002 | Dec 12, 2002 |