DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Tsa Management Inc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Zachary T Rupert | Tsa Management Inc independent RIA | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | RIA to wirehouse | Apr 1, 2024 | May 13, 2024 (42 d) |
| Enri Dama | Tsa Management Inc independent RIA | Watts Capital Partners LLC independent RIA | RIA to RIA | Jun 16, 2023 | Jun 22, 2023 |
| Michael J. Sleasman | Tsa Management Inc independent RIA | American Portfolios Advisors, Inc BD affiliated | RIA to affiliated broker-dealer or bank | Mar 22, 2023 | Mar 17, 2023 |
| Stephen Vadney | Tsa Management Inc independent RIA | Fidelity Personal And Workplace Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Jan 23, 2023 | Sep 6, 2023 (226 d) |
| Brittiny Belmonte Razzano | Tsa Management Inc independent RIA | Esi Financial Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Apr 13, 2022 | Apr 8, 2022 |
| Scott Howard Solomon | Tsa Management Inc independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 7, 2021 | Feb 22, 2022 (77 d) |
| Malcolm Joseph Eustis | Tsa Management Inc independent RIA | Northwestern Mutual Investment Services,LLC no RAUM | Other | Oct 15, 2020 | Jul 5, 2021 (263 d) |
| Rodrigo Esperon | Tsa Management Inc independent RIA | Charles Schwab & Co., Inc. national BD | RIA to affiliated broker-dealer or bank | Sep 21, 2020 | Oct 21, 2020 |
| Joseph Depietro | Tsa Management Inc independent RIA | Td Private Client Wealth LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 20, 2018 | Feb 9, 2023 (1634 d) |
| David Richard Fink | Tsa Management Inc independent RIA | Lifestyle Freedom Advisory Group, LLC independent RIA | RIA to RIA | Jul 9, 2018 | Jul 13, 2018 |
| Thomas Joseph Dingley | Tsa Management Inc independent RIA | Alphastar Capital Management independent RIA | RIA to RIA | Jul 9, 2018 | Apr 2, 2021 (998 d) |
| Penny Lee Di Giovanna | Tsa Management Inc independent RIA | Raymond James & Associates, Inc. national BD | RIA to affiliated broker-dealer or bank | Jul 9, 2018 | Jul 16, 2018 |
| Dean Charles Di Maggio | Tsa Management Inc other | Lincoln Investment BD affiliated | Other | Oct 19, 2009 | Mar 25, 2021 (4175 d) |
Page 1 of 1
13 moves match.