DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Niemann Capital Management Inc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Faith Robin Chaffee | Niemann Capital Management Inc other | Assetmark, Inc. other | Other | Jul 6, 2012 | Jul 24, 2012 |
| Adam Gregory Mark Hartrum | Niemann Capital Management Inc other | Pathway Strategic Advisors other | Other | May 7, 2012 | May 10, 2012 |
| Corey C Gamble | Niemann Capital Management Inc other | Aw Securities no RAUM | Other | Feb 10, 2012 | Mar 5, 2012 |
| Suzanne H Cox | Niemann Capital Management Inc other | Ameriprise Financial Services, LLC national BD | Other | Nov 29, 2011 | Jan 15, 2013 (413 d) |
| Marcos Martins Peixoto | Niemann Capital Management Inc other | Mullaney Trust unclassified | Other | May 12, 2010 | Mar 8, 2011 (300 d) |
| Jennifer Kistner | Niemann Capital Management Inc other | Strategic Advisers LLC national BD | Other | Jan 29, 2009 | Oct 19, 2010 (628 d) |
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6 moves match.