DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Crescent Sterling Ltd.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Mitchell Robert Bordelon | Crescent Sterling Ltd. independent RIA | Dumaine Investments LLC independent RIA | RIA to RIA | Jul 3, 2024 | Jul 8, 2024 |
| Brandon Bergeron | Crescent Sterling Ltd. independent RIA | Wealthview Capital, LLC independent RIA | RIA to RIA | Jul 24, 2023 | Aug 28, 2023 (35 d) |
| Katrina Jael Kourkoutis | Crescent Sterling Ltd. other | Ameritas Advisory Services BD affiliated | Other | Dec 8, 2016 | Oct 31, 2018 (692 d) |
| Helen Eileen Graf | Crescent Sterling Ltd. other | Graf Financial, L.L.C. state registered | Other | May 7, 2010 | May 24, 2010 |
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4 moves match.