DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Harbor Capital Management Inc

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Rand Kendrick GordonHarbor Capital Management Inc independent RIAUnited Capital Financial Advisors BD affiliatedRIA to affiliated broker-dealer or bankMar 12, 2021Mar 13, 2021
Duncan Cliff PorterHarbor Capital Management Inc independent RIAUnited Capital Financial Advisors BD affiliatedRIA to affiliated broker-dealer or bankMar 12, 2021Mar 13, 2021
Milton Dario CastellanosHarbor Capital Management Inc independent RIAGuardian Wealth Advisors, LLC independent RIARIA to RIAFeb 18, 2021Dec 7, 2020
Bryan C. JacksonHarbor Capital Management Inc otherLPL Financial LLC otherOtherSep 15, 2016Aug 1, 2016
John Andrew CapetsHarbor Capital Management Inc otherUnited Capital Financial Advisors BD affiliatedOtherSep 16, 2004May 19, 2021 (6089 d)
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5 moves match.