DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Northwest Financial Services Inc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kyle Nikerle | Northwest Financial Services Inc independent RIA | Charles Schwab & Co., Inc. national BD | RIA to affiliated broker-dealer or bank | Jun 2, 2021 | Sep 15, 2021 (105 d) |
| Treavor Andrew Dodsworth | Northwest Financial Services Inc other | Sycomore Financial state registered | Other | Dec 16, 2016 | Feb 27, 2017 (73 d) |
| Gretchen Nichols | Northwest Financial Services Inc other | City Securities Corporation other | Other | Jan 11, 2007 | Feb 1, 2007 |
| Douglas Matthew Rotman | Northwest Financial Services Inc other | Valic Financial Advisors, Inc. other | Other | Sep 8, 2005 | Apr 19, 2005 |
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4 moves match.