DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Derby And Company Inc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jonathan Jay Derby | Derby And Company Inc independent RIA | Focus Partners Wealth, LLC independent RIA | RIA to RIA | Dec 31, 2021 | Sep 22, 2022 (265 d) |
| Todd Craig Silverman | Derby And Company Inc independent RIA | Focus Partners Wealth, LLC independent RIA | RIA to RIA | Dec 31, 2021 | Apr 2, 2022 (92 d) |
| Rachel Meri Zibrak | Derby And Company Inc independent RIA | Focus Partners Wealth, LLC independent RIA | RIA to RIA | Dec 31, 2021 | Mar 31, 2022 (90 d) |
| Allison M. Crate | Derby And Company Inc independent RIA | Mayflower Advisors independent RIA | RIA to RIA | Dec 31, 2021 | Jan 25, 2022 |
| Mark Alan Derby | Derby And Company Inc independent RIA | Focus Partners Wealth, LLC independent RIA | RIA to RIA | Dec 31, 2021 | Sep 22, 2022 (265 d) |
| Michael W Wyman | Derby And Company Inc other | Usi Advisors other | Other | Nov 20, 2013 | Oct 5, 2015 (684 d) |
| Lee Ellwood | Derby And Company Inc other | Placemark Investments, Inc. other | Other | Jul 23, 2008 | Jun 12, 2003 |
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7 moves match.