DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Schultz Collins

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Kristor John LawsonSchultz Collins independent RIAHightower Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankMar 31, 2020Feb 21, 2020
Kenneth Alan CliftSchultz Collins independent RIAHightower Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankMar 31, 2020Feb 20, 2020
Jeremy Scott WolfSchultz Collins independent RIAHightower Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankMar 31, 2020Feb 11, 2020
Matthew Scott EckmanSchultz Collins independent RIAHightower Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankMar 31, 2020Feb 21, 2020
Huy Duc LamSchultz Collins independent RIAHightower Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankMar 31, 2020Feb 11, 2020
Jennifer May WeirSchultz Collins independent RIAHightower Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankMar 31, 2020Feb 20, 2020
Jon Clarke ChambersSchultz Collins otherCreative Planning Institutional Advisors, LLC otherOtherMay 28, 2014Apr 2, 2014
Jeffrey HawkinsSchultz Collins otherUnited Capital Financial Advisors otherOtherApr 5, 2013Oct 19, 2012
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8 moves match.