DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Everhart Advisors

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Kyle James HickeyEverhart Advisors independent RIAFsc Securities Corporation BD affiliatedRIA to affiliated broker-dealer or bankApr 20, 2020Oct 30, 2020 (193 d)
Andrew Paul KeelerEverhart Advisors otherCambridge Investment Research Advisors, Inc. otherOtherDec 7, 2009Sep 25, 2009
William Keith RootEverhart Advisors otherCambridge Investment Research Advisors, Inc. otherOtherDec 7, 2009Sep 17, 2009
Tanya Michelle RocchioEverhart Advisors otherMissionsquare Retirement otherOtherSep 27, 2007Nov 7, 2008 (407 d)
Justin M MulhollandEverhart Advisors otherOsaic Fa, Inc. otherOtherFeb 6, 2006Oct 28, 2005
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5 moves match.