DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Opus Investment Management, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| James Patrick Leahey | Opus Investment Management, Inc. other | Commonwealth Financial Network national BD | Other | Dec 13, 2006 | Mar 14, 2011 (1552 d) |
| Roger Henry Foster | Opus Investment Management, Inc. other | Santander Securities BD affiliated | Other | Dec 1, 2006 | Feb 19, 2025 (6655 d) |
| Nicholas Hammond | Opus Investment Management, Inc. other | Raymond James Financial Services, Inc. unclassified | Other | Aug 23, 2006 | Nov 14, 2007 (448 d) |
Page 1 of 1
3 moves match.