DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Smart Investments Advisory Incorporated

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Blake Tramill ToddSmart Investments Advisory Incorporated state registeredCrowell, Weedon & Co. otherOtherDec 20, 2006Dec 6, 2006
Kevin James MccarthySmart Investments Advisory Incorporated state registeredCrowell, Weedon & Co. otherOtherDec 7, 2006Jun 8, 2007 (183 d)
Richard Howard CaseSmart Investments Advisory Incorporated state registeredCrowell, Weedon & Co. otherOtherDec 7, 2006Jun 1, 2007 (176 d)
Debra Marcy Reda-CapposSmart Investments Advisory Incorporated state registeredCrowell, Weedon & Co. otherOtherDec 7, 2006Dec 7, 2006
Jack Charles WestSmart Investments Advisory Incorporated state registeredCrowell, Weedon & Co. otherOtherDec 7, 2006Jun 8, 2007 (183 d)
Mauri Duane HendricksonSmart Investments Advisory Incorporated state registeredCrowell, Weedon & Co. otherOtherDec 7, 2006Dec 8, 2006
James Sidney HerzikoffSmart Investments Advisory Incorporated state registeredCrowell, Weedon & Co. otherOtherDec 7, 2006Dec 6, 2006
Roy Edward BennettSmart Investments Advisory Incorporated state registeredWbb Securities, LLC state registeredOtherDec 7, 2006Dec 5, 2006
Surya Joshua Kane MetzlerSmart Investments Advisory Incorporated state registeredCrowell, Weedon & Co. otherOtherDec 7, 2006Dec 8, 2006
Barrick Allyn SmartSmart Investments Advisory Incorporated state registeredWbb Securities, LLC state registeredOtherDec 7, 2006Dec 5, 2006
Paul David BarrishSmart Investments Advisory Incorporated state registeredThe Seidler Companies Incorporated unclassifiedOtherJun 20, 2006Jan 24, 2002
Ronald David GoldmanSmart Investments Advisory Incorporated state registeredStone & Youngberg LLC otherOtherApr 21, 2006Apr 24, 2006
James Ansley HeineSmart Investments Advisory Incorporated state registeredInvestment Counselors Of Redlands LLC otherOtherApr 5, 2006Apr 5, 2006
James Lucas CobbSmart Investments Advisory Incorporated state registeredInvestment Counselors Of Redlands LLC otherOtherApr 5, 2006Apr 5, 2006
Frank Thomas WintersSmart Investments Advisory Incorporated state registeredOppenheimer & Co. Inc. otherOtherFeb 15, 2005Feb 24, 2005
Alec Bruce AbbottSmart Investments Advisory Incorporated state registeredSunamerica Securities, Inc. unclassifiedOtherDec 15, 2004Jan 4, 2005
Jason Morgan PerkinsSmart Investments Advisory Incorporated state registeredBaker Tilly Wealth Management, LLC independent RIAOtherDec 15, 2004Nov 2, 2020 (5801 d)
Jeffrey Lynn BradshawSmart Investments Advisory Incorporated state registeredQa3 Financial LLC unclassifiedOtherApr 30, 2003May 1, 2003
Patrick Leif HornSmart Investments Advisory Incorporated state registeredCiticorp Investment Services unclassifiedOtherNov 25, 2002Mar 19, 2003 (114 d)
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19 moves match.