DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Gofen And Glossberg, L.L.C.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Mary Patricia Mckinley | Gofen And Glossberg, L.L.C. independent RIA | Corient independent RIA | RIA to RIA | Mar 31, 2023 | Dec 22, 2022 |
| Daniel John Sobol | Gofen And Glossberg, L.L.C. independent RIA | Corient independent RIA | RIA to RIA | Mar 31, 2023 | Dec 22, 2022 |
| Joseph Berkson Glossberg | Gofen And Glossberg, L.L.C. independent RIA | Corient independent RIA | RIA to RIA | Mar 31, 2023 | Jan 3, 2023 |
| Charles Samuel Gofen | Gofen And Glossberg, L.L.C. independent RIA | Corient independent RIA | RIA to RIA | Mar 31, 2023 | Dec 22, 2022 |
| Peter Behr Kupferberg | Gofen And Glossberg, L.L.C. independent RIA | Corient independent RIA | RIA to RIA | Mar 31, 2023 | Jan 3, 2023 |
| James Gordon Borovsky | Gofen And Glossberg, L.L.C. independent RIA | Corient independent RIA | RIA to RIA | Mar 31, 2023 | Dec 22, 2022 |
| Molly Bergin Carl | Gofen And Glossberg, L.L.C. independent RIA | Corient independent RIA | RIA to RIA | Mar 31, 2023 | Dec 22, 2022 |
| John Joseph Ptak | Gofen And Glossberg, L.L.C. independent RIA | Corient independent RIA | RIA to RIA | Mar 31, 2023 | Dec 22, 2022 |
| Michael A Benoit | Gofen And Glossberg, L.L.C. independent RIA | Corient independent RIA | RIA to RIA | Mar 31, 2023 | Dec 22, 2022 |
| Scott Jarrett Frazin | Gofen And Glossberg, L.L.C. independent RIA | Corient independent RIA | RIA to RIA | Mar 31, 2023 | Dec 22, 2022 |
| Julie Roman | Gofen And Glossberg, L.L.C. independent RIA | Corient independent RIA | RIA to RIA | Mar 31, 2023 | Dec 22, 2022 |
| Michael A. Gawlik | Gofen And Glossberg, L.L.C. independent RIA | Francis Financial independent RIA | RIA to RIA | Nov 10, 2017 | Apr 23, 2026 (3086 d) |
| Steven Perry Birenberg | Gofen And Glossberg, L.L.C. other | Northlake Capital Management, LLC other | Other | May 28, 2004 | Jul 6, 2004 (39 d) |
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13 moves match.