DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Woodlands Asset Management Inc

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Morris Lynn MonroeWoodlands Asset Management Inc independent RIAAvior Wealth Management, LLC independent RIARIA to RIAOct 5, 2022Oct 5, 2022
David Paul VaughanWoodlands Asset Management Inc independent RIAAvior Wealth Management, LLC independent RIARIA to RIAOct 5, 2022Oct 4, 2022
Christopher Sloan MossWoodlands Asset Management Inc independent RIACommonwealth Financial Network national BDRIA to affiliated broker-dealer or bankAug 31, 2022Sep 1, 2022
Bradley Craig MorrisWoodlands Asset Management Inc independent RIACommonwealth Financial Network national BDRIA to affiliated broker-dealer or bankAug 31, 2022Sep 1, 2022
Stephen Wayne CorleyWoodlands Asset Management Inc independent RIACommonwealth Financial Network national BDRIA to affiliated broker-dealer or bankAug 31, 2022Sep 1, 2022
Mitchell George LyonWoodlands Asset Management Inc independent RIAFidelity Personal And Workplace Advisors BD affiliatedRIA to affiliated broker-dealer or bankAug 18, 2022Sep 27, 2022 (40 d)
Melanie NullWoodlands Asset Management Inc independent RIAFidelity Personal And Workplace Advisors BD affiliatedRIA to affiliated broker-dealer or bankMay 6, 2022Aug 5, 2022 (91 d)
Julio Antonio Valdez RodriguezWoodlands Asset Management Inc independent RIAFidelity Personal And Workplace Advisors BD affiliatedRIA to affiliated broker-dealer or bankAug 13, 2021Oct 18, 2022 (431 d)
James Patton WebbWoodlands Asset Management Inc otherFirst Independent Advisory Services, Inc. unclassifiedOtherAug 4, 2010Aug 20, 2010
Donald Charles AthertonWoodlands Asset Management Inc otherLPL Financial LLC otherOtherAug 10, 2005Aug 26, 2005
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10 moves match.