DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Aviso Wealth Management

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Eduardo Saulo AlzonaAviso Wealth Management otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherJul 31, 2017Apr 16, 2018 (259 d)
Joseph Alan PerryAviso Wealth Management otherJhs Capital Advisors, LLC otherOtherDec 31, 2016Mar 30, 2010
William Basil VerrillAviso Wealth Management otherFirst Allied Advisory Services, Inc. otherOtherDec 31, 2016Jan 28, 2013
Jonathan Andrew MoyerAviso Wealth Management otherCwm, LLC otherOtherNov 18, 2015Jan 17, 2017 (426 d)
John Joseph CortaleAviso Wealth Management otherJhs Capital Advisors, LLC otherOtherSep 9, 2011Sep 13, 2011
Eduardo Saulo AlzonaAviso Wealth Management otherJhs Capital Advisors, LLC otherOtherSep 9, 2011Sep 9, 2011
Philip Laurence MurphyAviso Wealth Management otherPlm Investment Advisers, Inc. unclassifiedOtherNov 13, 2006Nov 22, 2006
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7 moves match.