DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Apriem Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Andrew Martin Ochoa | Apriem Advisors independent RIA | Randolph Co Inc mixed wealth | RIA to RIA | Nov 11, 2024 | Dec 13, 2024 (32 d) |
| Sunni Danae Allen | Apriem Advisors independent RIA | Index Fund Advisors, Inc. independent RIA | RIA to RIA | Aug 1, 2024 | Sep 25, 2024 (55 d) |
| Laura Travis Devore | Apriem Advisors independent RIA | Devore Financial Advisors LLC state registered | RIA to a state-registered adviser | Oct 15, 2019 | Dec 6, 2019 (52 d) |
| William Nicholas Pugh | Apriem Advisors independent RIA | Vela Consulting, LLC state registered | RIA to a state-registered adviser | Jun 3, 2019 | Jun 30, 2025 (2219 d) |
| Susan Leann Niedwick | Apriem Advisors other | Check Capital Management Inc other | Other | Feb 5, 2015 | Mar 2, 2015 |
| Marion Anthony Jabczenski | Apriem Advisors other | Capital Markets Iq, LLC other | Other | Apr 28, 2011 | Jul 13, 2011 (76 d) |
| Ann Seton Quinn | Apriem Advisors other | Goldman Sachs Wealth Services, L.P. BD affiliated | Other | Dec 6, 2005 | Jul 20, 2021 (5705 d) |
| Alan Ozzy Li | Apriem Advisors other | Anchor Wealth Management unclassified | Other | May 19, 2005 | Aug 24, 2005 (97 d) |
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8 moves match.