DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Fiduciary Advisors, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Regina Erin Crook | Fiduciary Advisors, Inc. other | Cornerstone Wealth Management, LLC independent RIA | Other | Aug 21, 2019 | Aug 4, 2021 (714 d) |
| Kimberly Robinson | Fiduciary Advisors, Inc. institutional | Stifel, Nicolaus & Company, Incorporated national BD | Other | May 15, 2018 | Jul 6, 2018 (52 d) |
| Patrick M Ritter | Fiduciary Advisors, Inc. other | Compass Wealth independent RIA | Other | Jul 25, 2017 | Feb 1, 2019 (556 d) |
| Lesley Ann Kilcullin | Fiduciary Advisors, Inc. other | Kilcullin Financial Life Planning, LLC state registered | Other | Oct 1, 2015 | Oct 14, 2015 |
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4 moves match.