DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Fiduciary Advisors, Inc.
Latest filing Mar 19, 2026
First filing on the tape Apr 2, 2012 · 24 filings
SEC status approved since Jul 13, 2000
RAUM
$2.1B
reported, Item 5.F
Discretionary
96%
of RAUM
Private clients
9.4%
$197M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$702M
derived; firm RAUM over IAPD count
Employees
4
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
24 filings and snapshots on the tape
RAUM$2.1B as of Mar 19, 2026
Apr 2, 2012$267M then
HNW client RAUM$175M as of Mar 19, 2026
Mar 21, 2018$83.1M then
State-registered IARs (5.B.3)3 as of Mar 19, 2026
Apr 1, 20135 then
Employees (5.A)4 as of Mar 19, 2026
Apr 1, 20135 then
Private funds: no history
RAUM +22% over the last fiscal year+23% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Mar 19, 2026; every figure names its basis
Archetypes, each a printed rule
- Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- OCIO / institutional advisory · selection of other advisers (5.G.7) and institutional share at least 50 percent
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- RAUM per advisor
- $702MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 36derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.2MderivedHNW RAUM over HNW clients
- Average account
- $4.9MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 96%derivedof RAUM
- Institutional
- 91%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +22%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +7.0%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, educational seminarsreportedItem 5.G
- Custody
- $138M, 98 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pension and profit-sharing plans$1.8B85%
- High-net-worth individuals$175M8.3%
- State and municipal entities$110M5.2%
- Individuals$22.0M1.0%
- Charitable organizations$8.0M0.4%
- Corporations and businesses$460,0260.0%
- Individual clients
- 52reported
- HNW clients
- 55reported
- Pension plan clients
- 29reported
- Charitable clients
- 3reported
- Accounts
- 431reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- $138M for 98 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.09 fund_share=0.0 institutional_share=0.91 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Todd William Grizzle | St Louis, Mo | Oct 30, 2002 | 26 y | 0 |
| Melinda Anne Trachsel | St. Louis, Mo | Jan 1, 2006 | 22 y | 0 |
| Andrew Lawes Eyerman | St. Louis, Mo | Aug 10, 2020 | 19 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Regina Erin Crook to Cornerstone Wealth Management, LLCAug 21, 2019 · Other
- Kimberly Robinson to Stifel, Nicolaus & Company, IncorporatedMay 15, 2018 · Other
- Patrick M Ritter to Compass WealthJul 25, 2017 · Other
- Lesley Ann Kilcullin to Kilcullin Financial Life Planning, LLCOct 1, 2015 · Other
Joined, latest
- Andrew Lawes Eyerman from Buckingham Strategic Wealth, LLCAug 10, 2020 · Other
- Patrick M Ritter from Edward JonesMay 20, 2016 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- William Todd Grizzle · President And Chief Compliance Officercontrolsince 11/2022 · owns 50% to 75%
- Diane Hefele · Secretarycontrolsince 06/2018 · owns less than 5%
- Anne Melinda Trachsel · Vice President - Compliancecontrolsince 06/2018 · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| St Louis, Mo | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 388 to 431Sep 25, 2025 to Mar 19, 2026
- HNW clients · 53 to 55Sep 25, 2025 to Mar 19, 2026
- Individual clients · 47 to 52Sep 25, 2025 to Mar 19, 2026
- Pension plan clients · 26 to 29Sep 25, 2025 to Mar 19, 2026
- Assets in custody · $136M to $138MSep 25, 2025 to Mar 19, 2026
- Discretionary RAUM · $1.6B to $2.0BSep 25, 2025 to Mar 19, 2026
- HNW RAUM · $146M to $175MSep 25, 2025 to Mar 19, 2026
- Individual RAUM · $18.5M to $22.0MSep 25, 2025 to Mar 19, 2026
- Non-discretionary RAUM · $83.9M to $88.1MSep 25, 2025 to Mar 19, 2026
- Pension RAUM · $1.5B to $1.8BSep 25, 2025 to Mar 19, 2026
- RAUM · $1.7B to $2.1BSep 25, 2025 to Mar 19, 2026
- Accounts · 368 to 388Mar 11, 2024 to Mar 25, 2025
- HNW clients · 49 to 53Mar 11, 2024 to Mar 25, 2025
- Individual clients · 48 to 47Mar 11, 2024 to Mar 25, 2025
- Pension plan clients · 30 to 26Mar 11, 2024 to Mar 25, 2025
- Assets in custody · $121M to $136MMar 11, 2024 to Mar 25, 2025
- Financial planning clients · 101-250 to 101-250Mar 11, 2024 to Mar 25, 2025
- Discretionary RAUM · $1.5B to $1.6BMar 11, 2024 to Mar 25, 2025
- HNW RAUM · $127M to $146MMar 11, 2024 to Mar 25, 2025
- Individual RAUM · $18.6M to $18.5MMar 11, 2024 to Mar 25, 2025
- Non-discretionary RAUM · $78.3M to $83.9MMar 11, 2024 to Mar 25, 2025
- Pension RAUM · $1.3B to $1.5BMar 11, 2024 to Mar 25, 2025
- RAUM · $1.5B to $1.7BMar 11, 2024 to Mar 25, 2025
- Accounts · 349 to 368Mar 8, 2023 to Mar 11, 2024
- HNW clients · 46 to 49Mar 8, 2023 to Mar 11, 2024
- Pension plan clients · 31 to 30Mar 8, 2023 to Mar 11, 2024
- Assets in custody · $98.9M to $121MMar 8, 2023 to Mar 11, 2024
- Financial planning clients · 51-100 to 101-250Mar 8, 2023 to Mar 11, 2024
- Discretionary RAUM · $1.1B to $1.5BMar 8, 2023 to Mar 11, 2024
- HNW RAUM · $108M to $127MMar 8, 2023 to Mar 11, 2024
- Individual RAUM · $17.4M to $18.6MMar 8, 2023 to Mar 11, 2024
- Non-discretionary RAUM · $77.4M to $78.3MMar 8, 2023 to Mar 11, 2024
- Pension RAUM · $965M to $1.3BMar 8, 2023 to Mar 11, 2024
- RAUM · $1.1B to $1.5BMar 8, 2023 to Mar 11, 2024
- Accounts · 335 to 349Feb 14, 2023 to Mar 8, 2023
- HNW clients · 44 to 46Feb 14, 2023 to Mar 8, 2023
- Individual clients · 40 to 48Feb 14, 2023 to Mar 8, 2023
- Assets in custody · $108M to $98.9MFeb 14, 2023 to Mar 8, 2023
- Discretionary RAUM · $1.3B to $1.1BFeb 14, 2023 to Mar 8, 2023
- HNW RAUM · $126M to $108MFeb 14, 2023 to Mar 8, 2023
Signals
6 dated events
- Fiduciary Advisors, Inc. reported RAUM $1.5B, up 35% from $1.1B (2023-03-08 to 2024-03-11)Mar 11, 2024 · RAUM change · derived
- Francis John Hefele (Shareholder) no longer on Schedule A of Fiduciary Advisors, Inc. (listed 2023-03-08, absent 2024-03-11)Mar 11, 2024 · Control person left · inference
- Diane Hefele (Secretary) appeared on Schedule A of Fiduciary Advisors, Inc.Mar 8, 2023 · Control person joined · fact
- Anne Melinda Trachsel (Vice President - Compliance) appeared on Schedule A of Fiduciary Advisors, Inc.Mar 8, 2023 · Control person joined · fact
- William Todd Grizzle (President And Chief Compliance Officer) appeared on Schedule A of Fiduciary Advisors, Inc.Jan 11, 2023 · Control person joined · fact
- Fiduciary Advisors, Inc. reported RAUM $996.1M, up 29% from $770.6M (2017-05-31 to 2018-03-21)Mar 21, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- FIDUCIARYADV.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 314-726-5150reportedpublic record, Form ADV, Mar 19, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Institutional managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $702Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026