DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from The Planners Network, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Mark Harold Hull	The Planners Network, Inc. other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Dec 31, 2017	Jan 3, 2017
Kristine Kay Keegan	The Planners Network, Inc. other	LPL Financial LLC independent RIA	Other	Dec 31, 2017	Nov 29, 2017
Paul Jeremiah Toohey	The Planners Network, Inc. other	Tcfg Investment Advisors, LLC other	Other	Dec 31, 2017	Oct 6, 2017
Robert Galindo	The Planners Network, Inc. other	LPL Financial LLC independent RIA	Other	Dec 31, 2017	Nov 29, 2017
Dieter Erwin Thurow	The Planners Network, Inc. other	Npb Financial Group, LLC other	Other	Mar 20, 2017	Mar 10, 2017
Charlene Marie Burkhardt	The Planners Network, Inc. other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Jul 1, 2016	Dec 18, 2013
Nadine Marie Lord-Divan	The Planners Network, Inc. other	Independent Advisor Alliance, LLC other	Other	Jun 29, 2016	Jun 30, 2016
Randall Joseph Montoya	The Planners Network, Inc. other	Tcfg Investment Advisors, LLC other	Other	Dec 13, 2013	Feb 12, 2014 (61 d)
Thomas John Wolf	The Planners Network, Inc. other	Tcfg Investment Advisors, LLC no RAUM	Other	Oct 30, 2013	Nov 1, 2013
Jon Alan Kerby	The Planners Network, Inc. other	Tcfg Investment Advisors, LLC other	Other	Aug 22, 2013	Jan 9, 2014 (140 d)
James Audy Braziel	The Planners Network, Inc. other	Braziel & Associates, LLC unclassified	Other	Nov 22, 2010	Jun 19, 2003
Jerry William Wilk	The Planners Network, Inc. other	Spc other	Other	Nov 22, 2010	Oct 18, 2017 (2522 d)
Douglas Wilford Cole	The Planners Network, Inc. other	Wealth Management International, Ltd. other	Other	Sep 14, 2010	Jun 2, 2010
Adam Charles Carlini	The Planners Network, Inc. other	Wealth Management International, Ltd. other	Other	Sep 14, 2010	Jun 2, 2010
Richard Michael Groff	The Planners Network, Inc. other	Wealth Management International, Ltd. other	Other	Sep 14, 2010	Jun 2, 2010
Derrick Smith Andrews	The Planners Network, Inc. other	Strategic Wealth Advisors Group other	Other	Oct 16, 2006	Sep 10, 2015 (3251 d)
Blair Douglas Hansen	The Planners Network, Inc. other	Kms Financial Services, Inc other	Other	Sep 29, 2003	Oct 18, 2017 (5133 d)
Carolyn Jill Campbell	The Planners Network, Inc. other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Sep 29, 2003	Sep 23, 2003
Ronald J Rubin	The Planners Network, Inc. other	H. Beck, Inc. other	Other	Aug 14, 2003	Nov 28, 2006 (1202 d)
George William Melbrod	The Planners Network, Inc. other	LPL Financial LLC independent RIA	Other	Jul 11, 2003	Nov 29, 2017 (5255 d)
David Anthony Stevens	The Planners Network, Inc. other	Spc other	Other	Jan 9, 2003	Oct 31, 2017 (5409 d)
Joseph Gerard Campisi	The Planners Network, Inc. other	H. Beck, Inc. other	Other	Jul 2, 2002	Jul 1, 2002

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22 moves match.