DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Watermark Asset Management, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Mark I MillerWatermark Asset Management, Inc. independent RIACaptrust institutionalOtherMar 29, 2019Jan 14, 2019
Rosanne CostelloWatermark Asset Management, Inc. independent RIACaptrust institutionalOtherDec 31, 2018Feb 5, 2019 (36 d)
David D FernandezWatermark Asset Management, Inc. independent RIACaptrust institutionalOtherDec 31, 2018Jan 16, 2019
Theodore Dau LewWatermark Asset Management, Inc. independent RIACaptrust institutionalOtherDec 31, 2018Jan 16, 2019
Andrew James CostelloWatermark Asset Management, Inc. independent RIAIllumination Wealth Management independent RIARIA to RIAAug 1, 2018Jul 25, 2018
Daniel Edward KingWatermark Asset Management, Inc. independent RIADek Financial Solutions, LLC unclassifiedOtherJun 20, 2018Aug 7, 2018 (48 d)
Eric Tingwoei LaiWatermark Asset Management, Inc. otherArchvest Wealth Advisors, Inc. no RAUMOtherSep 3, 2014Aug 21, 2014
John Robert WenzelWatermark Asset Management, Inc. otherArchvest Wealth Advisors, Inc. no RAUMOtherSep 3, 2014Aug 21, 2014
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8 moves match.