DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Hcr Wealth Advisors

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Elizabeth McquadeHcr Wealth Advisors independent RIAAmeriprise Financial Services, LLC national BDRIA to affiliated broker-dealer or bankApr 2, 2024Sep 27, 2024 (178 d)
Jordan Douglas HansonHcr Wealth Advisors independent RIARitholtz Wealth Management independent RIARIA to RIAFeb 7, 2024Jul 2, 2026 (876 d)
Michelle Nicole KatzenHcr Wealth Advisors independent RIARitholtz Wealth Management independent RIARIA to RIAAug 4, 2023Jul 14, 2023
Carl David AschenbrennerHcr Wealth Advisors independent RIAWhalen Financial no RAUMRIA to a newly registered adviserJun 11, 2021Apr 9, 2021
Matthew M JensenHcr Wealth Advisors independent RIAHighline Wealth Partners independent RIARIA to RIAJan 7, 2020Nov 17, 2021 (680 d)
Simon Chung-Yee LiuHcr Wealth Advisors otherHarold Davidson & Associates, Inc otherOtherOct 3, 2017Aug 29, 2017
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6 moves match.