DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Hcr Wealth Advisors
Latest filing Aug 24, 2026
First filing on the tape Mar 12, 2012 · 49 filings
SEC status approved since Apr 16, 1999
RAUM
$2.0B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$1.9B individuals and HNW
Advisors
10
registered through the firm on IAPD
RAUM per advisor
$196M
derived; firm RAUM over IAPD count
Employees
20
9 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
1
reported on Schedule D
History
49 filings and snapshots on the tape
RAUM$2.0B as of Aug 24, 2026
Mar 12, 2012$376M then
HNW client RAUM$1.8B as of Aug 24, 2026
Mar 29, 2018$928M then
State-registered IARs (5.B.3)9 as of Aug 24, 2026
Mar 12, 20120 then
Employees (5.A)20 as of Aug 24, 2026
Mar 8, 20138 then
Private funds1 as of Aug 24, 2026
Mar 12, 20121 then
RAUM +17% over the last fiscal year+13% a year over threeIARs 9 to 9
Practice profile
derived from the filing of Aug 24, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
- RAUM per advisor
- $196MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 94derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.3MderivedHNW RAUM over HNW clients
- Average account
- $613,645derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.4%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 5.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +17%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -0.5%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $574M, 543 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$1.8B92%
- Individuals$146M7.5%
- Charitable organizations$5.2M0.3%
- Pooled investment vehicles$2.3M0.1%
- Pension and profit-sharing plans$1.9M0.1%
- Corporations and businesses$53,5050.0%
- Individual clients
- 517reported
- HNW clients
- 420reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 3,191reported
- Financial planning clients
- 26-50reported
- Wrap fee programs
- noreported
- Custody of client assets
- $574M for 543 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=4.0derived
Advisors registered through the firm
10 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Gregory Sandor HellerCertified Financial Planner | Los Angeles, Ca | Jan 6, 2022 | 37 y | 2 |
| Steven Jeff Weinberger | Los Angeles, Ca | Jan 6, 2022 | 27 y | 1 |
| Shawn Stauffer LandisCertified Financial Planner | Los Angeles, Ca | Jan 10, 2022 | 18 y | 3 |
| David Joseph Hindler | Los Angeles, Ca | Jan 14, 2022 | 27 y | 1 |
| Steven Jeff Campeas | Los Angeles, Ca | Feb 16, 2024 | 14 y | 2 |
| Stacey PanenhanouvongCertified Financial Planner | Los Angeles, Ca | Jun 6, 2024 | 11 y | 2 |
| Alexander Christian CollinsCertified Financial Planner | Los Angeles, Ca | Jul 12, 2024 | 13 y | 0 |
| Matthew Jack Heller | Los Angeles, Ca | Jul 31, 2024 | 12 y | 0 |
| Daniel Brian Smyth | Philadelphia, Pa | Mar 4, 2025 | 10 y | 0 |
| Jordan Lindsay KahnChartered Financial Analyst | Los Angeles, Ca | Dec 17, 2025 | 24 y | 7 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount2 left over 36 months
Left, latest
- Elizabeth Mcquade to Ameriprise Financial Services, LLCApr 2, 2024 · RIA to affiliated broker-dealer or bank
- Jordan Douglas Hanson to Ritholtz Wealth ManagementFeb 7, 2024 · RIA to RIA
- Michelle Nicole Katzen to Ritholtz Wealth ManagementAug 4, 2023 · RIA to RIA
- Carl David Aschenbrenner to Whalen FinancialJun 11, 2021 · RIA to a newly registered adviser
- Matthew M Jensen to Highline Wealth PartnersJan 7, 2020 · RIA to RIA
- Simon Chung-Yee Liu to Harold Davidson & Associates, IncOct 3, 2017 · Other
Joined, latest
- Stacey Panenhanouvong from Validus Capital LLCJun 6, 2024 · RIA to RIA
- Elizabeth Mcquade from Ascensus Investment Advisors, LLCDec 5, 2023 · Other
- Steven Jeff Campeas from Womack Wealth Management, Inc.May 28, 2021 · RIA to RIA
- Jordan Lindsay Kahn from Ascendant Capital Management, LLCFeb 25, 2019 · Other
- Michelle Nicole Katzen from UBS Financial Services Inc.Aug 17, 2017 · Other
- Simon Chung-Yee Liu from Pacific Financial Strategies, IncAug 8, 2016 · Other
- Carl David Aschenbrenner from Composition Wealth, LLCApr 15, 2015 · Other
- Shawn Stauffer Landis from Ameriprise Financial Services, LLCOct 16, 2014 · Other
- Gregory Sandor Heller from Osaic Wealth, Inc.Jan 16, 2007 · Other
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Cr Project | Real Estate Fund | $2.3M | 9 | Mar 12, 2012 |
Owners and control persons
Schedule A and B, latest filing
- Sandor Gregory Heller · Presidentcontrolsince 08/1988 · owns 75% or more
- Lindsay Jordan Kahn · Chief Investment Officercontrolsince 09/2015 · owns less than 5%
- Jeff Steven Weinberger · Senior Managing Directorcontrolsince 01/2004 · owns 25% to 50%
- Nicole Hayley Nelson · Chief Compliance Officersince 01/2024 · owns less than 5%
Related persons
Schedule D 7.A
- Greg Sandor Hellerpooled vehicle sponsory
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Los Angeles, Ca · principal | 9 | 1 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Aug 24, 2026KAHN, JORDAN, LINDSAY (CHIEF INVESTMENT OFFICER) appeared on Schedule A between the filings of 2024-01-18 and 2026-08-24peers: independent wealth managers, $1B to $5B (1,360)
What changed
consecutive filings, newest first
- Accounts · 3,205 to 3,191Apr 29, 2025 to Mar 31, 2026
- Advisory employees · 8 to 9Apr 29, 2025 to Mar 31, 2026
- BD registered reps · 3 to 4Apr 29, 2025 to Mar 31, 2026
- HNW clients · 423 to 420Apr 29, 2025 to Mar 31, 2026
- Individual clients · 519 to 517Apr 29, 2025 to Mar 31, 2026
- Assets in custody · $554M to $574MApr 29, 2025 to Mar 31, 2026
- Employees · 19 to 20Apr 29, 2025 to Mar 31, 2026
- Financial planning clients · 11-25 to 26-50Apr 29, 2025 to Mar 31, 2026
- Discretionary RAUM · $1.7B to $2.0BApr 29, 2025 to Mar 31, 2026
- HNW RAUM · $1.5B to $1.8BApr 29, 2025 to Mar 31, 2026
- Individual RAUM · $134M to $146MApr 29, 2025 to Mar 31, 2026
- Pension RAUM · $1.6M to $1.9MApr 29, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $2.3M to $2.3MApr 29, 2025 to Mar 31, 2026
- RAUM · $1.7B to $2.0BApr 29, 2025 to Mar 31, 2026
- Accounts · 2,751 to 3,205Feb 17, 2025 to Apr 29, 2025
- Advisory employees · 6 to 8Feb 17, 2025 to Apr 29, 2025
- HNW clients · 395 to 423Feb 17, 2025 to Apr 29, 2025
- Individual clients · 559 to 519Feb 17, 2025 to Apr 29, 2025
- Assets in custody · $510M to $554MFeb 17, 2025 to Apr 29, 2025
- Employees · 17 to 19Feb 17, 2025 to Apr 29, 2025
- Financial planning clients · 11-25 to 11-25Feb 17, 2025 to Apr 29, 2025
- State-registered IARs · 6 to 9Feb 17, 2025 to Apr 29, 2025
- Other offices · 0 to 1Feb 17, 2025 to Apr 29, 2025
- Discretionary RAUM · $1.5B to $1.7BFeb 17, 2025 to Apr 29, 2025
- HNW RAUM · $1.4B to $1.5BFeb 17, 2025 to Apr 29, 2025
- Individual RAUM · $138M to $134MFeb 17, 2025 to Apr 29, 2025
- Pension RAUM · unset to 1597264.0Feb 17, 2025 to Apr 29, 2025
- Pooled vehicle RAUM · $2.3M to $2.3MFeb 17, 2025 to Apr 29, 2025
- RAUM · $1.5B to $1.7BFeb 17, 2025 to Apr 29, 2025
- Accounts · 2,807 to 2,751Jan 29, 2024 to Mar 15, 2024
- Advisory employees · 7 to 6Jan 29, 2024 to Mar 15, 2024
- HNW clients · 459 to 395Jan 29, 2024 to Mar 15, 2024
- Individual clients · 440 to 559Jan 29, 2024 to Mar 15, 2024
- Assets in custody · $436M to $510MJan 29, 2024 to Mar 15, 2024
- Employees · 16 to 17Jan 29, 2024 to Mar 15, 2024
- Insurance-licensed employees · 1 to 0Jan 29, 2024 to Mar 15, 2024
- Financial planning clients · 1-10 to 11-25Jan 29, 2024 to Mar 15, 2024
- State-registered IARs · 7 to 6Jan 29, 2024 to Mar 15, 2024
- Discretionary RAUM · $1.4B to $1.5BJan 29, 2024 to Mar 15, 2024
- HNW RAUM · $1.3B to $1.4BJan 29, 2024 to Mar 15, 2024
Signals
5 dated events
- Elizabeth Mcquade left Hcr Wealth Advisors for Ameriprise Financial Services, Llc (registered 2024-09-27)Apr 2, 2024 · Advisor changed firm · fact
- Jordan Douglas Hanson left Hcr Wealth Advisors for Ritholtz Wealth Management (registered 2026-07-02)Feb 7, 2024 · Advisor changed firm · fact
- Suebpong Sam Puathasnanon (Chief Compliance Officer) no longer on Schedule A of Hcr Wealth Advisors (listed 2023-12-05, absent 2024-01-18)Jan 18, 2024 · Control person left · inference
- Michelle Nicole Katzen left Hcr Wealth Advisors for Ritholtz Wealth Management (registered 2023-07-14)Aug 4, 2023 · Advisor changed firm · fact
- Heller Capital Resources reported succeeding to the business of Another Adviser (Form ADV Item 4)Jul 16, 2015 · Succession (Item 4) · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 310-473-5775reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 310-473-5445reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/12179562reportedpublic record, Form ADV, Sep 17, 2026
- Website
- HCRWEALTH.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 310-473-5445reportedpublic record, Form ADV, Aug 24, 2026
- Contact form
- hcrwealth.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- hcrwealth.com/about-us/meet-the-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $196Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
Hcr Wealth Advisors is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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