DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Kipp Financial Group, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| James Edward Eckley | Kipp Financial Group, Inc. other | Hardworking Capital Advisors, LLC independent RIA | Other | Aug 25, 2017 | Jun 15, 2017 |
| Randal Roy Carson | Kipp Financial Group, Inc. other | Mutual Advisors, LLC other | Other | Nov 3, 2011 | Jul 1, 2013 (606 d) |
| Bryan James Hickingbottom | Kipp Financial Group, Inc. other | Raymond James Financial Services Advisors, Inc other | Other | Jan 11, 2008 | Feb 11, 2009 (397 d) |
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3 moves match.