DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Financial Connections Group, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jill Doryce HollanderFinancial Connections Group, Inc. independent RIAApella Wealth independent RIARIA to RIAMay 5, 2026Apr 23, 2026
Flavia Paula KirzFinancial Connections Group, Inc. independent RIAApella Wealth independent RIARIA to RIAMay 5, 2026Apr 9, 2026
Jennifer Isobel Coffey SmithFinancial Connections Group, Inc. independent RIAApella Wealth independent RIARIA to RIAMay 5, 2026Apr 9, 2026
Brian PonFinancial Connections Group, Inc. independent RIAApella Wealth independent RIARIA to RIAMay 5, 2026Apr 13, 2026
Kimberly Marie WohlerFinancial Connections Group, Inc. independent RIAApella Wealth independent RIARIA to RIAMay 5, 2026Apr 13, 2026
Lauren Ann PattersonFinancial Connections Group, Inc. otherLPL Financial LLC independent RIAOtherJan 2, 2018Jan 18, 2018
Leslie Hull MillerFinancial Connections Group, Inc. otherMorgan Stanley wirehouseOtherJun 12, 2013Jan 16, 2014 (218 d)
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7 moves match.