DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Northpointe Capital LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jeffrey Charles Petherick | Northpointe Capital LLC institutional | Integrated Investment Consultants, LLC independent RIA | Other | Dec 31, 2019 | Jan 16, 2026 (2208 d) |
| Bryan David Franco | Northpointe Capital LLC institutional | Cirrus Capital LLC independent RIA | Other | Dec 31, 2019 | Dec 5, 2019 |
| Lance Barton Johnson | Northpointe Capital LLC institutional | B. Riley Wealth Advisors, Inc. BD affiliated | Other | Sep 9, 2019 | Jun 12, 2026 (2468 d) |
| Michael Paul Finkelstein | Northpointe Capital LLC institutional | Wells Fargo Advisors wirehouse | Other | Apr 29, 2019 | Mar 6, 2019 |
| Karl Laurence Knas | Northpointe Capital LLC other | Deroy & Devereaux Private Investment Counsel, Inc. other | Other | Sep 28, 2015 | Nov 17, 2015 (50 d) |
| Bryan David Franco | Northpointe Capital LLC other | Oppenheimer & Co. Inc. other | Other | Mar 4, 2013 | Apr 13, 2011 |
| Sarah Bliss Schattner | Northpointe Capital LLC other | Deroy & Devereaux Private Investment Counsel, Inc. other | Other | Dec 18, 2012 | Dec 20, 2012 |
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7 moves match.