DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Western Research And Management, L.L.C.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Christopher Elliott Pate | Western Research And Management, L.L.C. independent RIA | True North Advisors, LLC independent RIA | RIA to RIA | May 2, 2019 | Feb 13, 2019 |
| Sandeep Kumar Tiwari | Western Research And Management, L.L.C. independent RIA | Corient independent RIA | RIA to RIA | May 2, 2019 | Apr 30, 2026 (2555 d) |
| Erin Danielle Bluske | Western Research And Management, L.L.C. other | Sagepoint Financial, Inc. other | Other | Dec 10, 2010 | Jun 3, 2011 (175 d) |
| David Michael Piller | Western Research And Management, L.L.C. other | Aegis Asset Management Inc other | Other | Sep 30, 2009 | Jul 1, 2011 (639 d) |
| Terry C Hayes | Western Research And Management, L.L.C. other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Jul 14, 2009 | Feb 16, 2012 (947 d) |
| Will Travis Rogers | Western Research And Management, L.L.C. other | LPL Financial LLC other | Other | Apr 28, 2009 | Jun 2, 2010 (400 d) |
| Colby Lynn Harlow | Western Research And Management, L.L.C. other | Harlow Capital Management LLC other | Other | May 5, 2005 | Feb 1, 2005 |
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7 moves match.