DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Canon Capital Investment Advisory
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Peter James Roland | Canon Capital Investment Advisory independent RIA | Summit Financial, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 6, 2024 | Jul 18, 2024 |
| Patricia Ann Webb | Canon Capital Investment Advisory independent RIA | Summit Financial, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 6, 2024 | Jul 3, 2024 |
| Charles Kevin Porter | Canon Capital Investment Advisory independent RIA | Summit Financial, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 6, 2024 | Jul 3, 2024 |
| Marissa Gerhart Illingworth | Canon Capital Investment Advisory independent RIA | Summit Financial, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 6, 2024 | Jul 3, 2024 |
| Andrew Devon Stein | Canon Capital Investment Advisory independent RIA | Summit Financial, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 6, 2024 | Jul 3, 2024 |
| Andrew David Shapowal | Canon Capital Investment Advisory independent RIA | Summit Financial, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 6, 2024 | Jul 3, 2024 |
| Matthew Paul Witter | Canon Capital Investment Advisory other | Avantax Advisory Services other | Other | Mar 10, 2016 | Mar 17, 2016 |
| Jonathan Andrew Moyer | Canon Capital Investment Advisory other | Geneos Wealth Management, Inc. other | Other | Jul 19, 2006 | Sep 23, 2010 (1527 d) |
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8 moves match.