DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Garrison Asset Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kerry Watkins Bradley | Garrison Asset Management, LLC independent RIA | Mai Capital Management, LLC independent RIA | RIA to RIA | Jan 6, 2025 | Jan 9, 2025 |
| James Baxter Bell | Garrison Asset Management, LLC independent RIA | Mai Capital Management, LLC independent RIA | RIA to RIA | Jan 6, 2025 | Jan 3, 2025 |
| Shawn Michael Leonard | Garrison Asset Management, LLC independent RIA | Commonwealth Financial Network national BD | RIA to affiliated broker-dealer or bank | Jun 21, 2024 | Mar 6, 2012 |
| Erin K Leonard | Garrison Asset Management, LLC other | LPL Financial LLC other | Other | Dec 31, 2011 | Jul 11, 2011 |
| Janet Denise Anderson | Garrison Asset Management, LLC other | Greenwood Gearhart, LLC other | Other | Dec 8, 2005 | Sep 14, 2005 |
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5 moves match.