DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Frontier Asset Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jonathan Forbes Fecko | Frontier Asset Management, LLC mixed wealth | Elevate Wealth Management no RAUM | RIA to a newly registered adviser | Nov 19, 2025 | Aug 6, 2025 |
| Robert Michael Johnson | Frontier Asset Management, LLC mixed wealth | Elevate Wealth Management no RAUM | RIA to a newly registered adviser | Nov 19, 2025 | Aug 6, 2025 |
| David Stephen Ulm | Frontier Asset Management, LLC mixed wealth | Dai Wealth, LLC independent RIA | RIA to RIA | Mar 4, 2025 | Jan 27, 2025 |
| Catherine Smith Teichert | Frontier Asset Management, LLC mixed wealth | Forty North Wealth independent RIA | RIA to RIA | Jan 19, 2023 | Mar 8, 2024 (414 d) |
| Logan Verner | Frontier Asset Management, LLC mixed wealth | Thrivent Investment Management Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Aug 27, 2021 | Oct 11, 2021 (45 d) |
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5 moves match.