DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Harvest Investment Consultants LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Benjamin David Laubach | Harvest Investment Consultants LLC independent RIA | Mercer Global Advisors Inc. independent RIA | RIA to RIA | Aug 20, 2026 | Jul 14, 2026 |
| Frank Chris Cappadora | Harvest Investment Consultants LLC other | Commonwealth Financial Network national BD | Other | Jul 28, 2014 | Aug 2, 2007 |
| Debra Press | Harvest Investment Consultants LLC other | Osaic Fa, Inc. other | Other | Jul 18, 2011 | Dec 23, 2011 (158 d) |
| Michael Brett Fein | Harvest Investment Consultants LLC other | Commonwealth Financial Network national BD | Other | Oct 1, 2002 | Feb 4, 2003 (126 d) |
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4 moves match.