DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from M&R Capital Management Inc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| John Edward Maloney | M&R Capital Management Inc independent RIA | Wealth Enhancement Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 21, 2024 | Nov 7, 2024 |
| Paul Desisto | M&R Capital Management Inc independent RIA | Wealth Enhancement Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 21, 2024 | Nov 7, 2024 |
| Michael Charvala | M&R Capital Management Inc independent RIA | Wealth Enhancement Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 21, 2024 | Nov 12, 2024 |
| Amos Warren | M&R Capital Management Inc independent RIA | Wealth Enhancement Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 21, 2024 | Nov 12, 2024 |
| Marshall Stephen Burroughs | M&R Capital Management Inc independent RIA | Rmr Wealth Builders, Inc. independent RIA | RIA to RIA | Feb 21, 2024 | Feb 27, 2024 |
| George Vanderneth Merrill | M&R Capital Management Inc independent RIA | Sophis Investments LLC independent RIA | RIA to RIA | Jan 21, 2021 | Jan 24, 2021 |
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6 moves match.