DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Pinnacle Associates, Ltd.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Adam C Armstrong | Pinnacle Associates, Ltd. mixed wealth | Cerity Partners LLC independent RIA | RIA to RIA | Aug 4, 2025 | Aug 6, 2025 |
| Austin Hagaman | Pinnacle Associates, Ltd. other | Withum Wealth Management other | Other | May 19, 2014 | Jan 28, 2013 |
| Gregg R. Evangelist | Pinnacle Associates, Ltd. other | Oak Financial Group Inc other | Other | Feb 17, 2010 | Aug 5, 2010 (169 d) |
| Orton Chen | Pinnacle Associates, Ltd. other | Wedge Capital Management Llp other | Other | Jun 11, 2009 | Oct 4, 2013 (1576 d) |
| Michael Victor Riccardi | Pinnacle Associates, Ltd. other | United Asset Strategies Inc. independent RIA | Other | Mar 23, 2009 | Jul 11, 2021 (4493 d) |
| Richard Leroy Sendell | Pinnacle Associates, Ltd. other | Circle Advisers Inc independent RIA | Other | May 1, 2003 | Sep 4, 2021 (6701 d) |
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6 moves match.