DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Wealthspire Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Sabrina Francis Lowell | Wealthspire Advisors independent RIA | Fort Point Capital Partners LLC independent RIA | RIA to RIA | Nov 15, 2021 | Nov 21, 2021 |
| George Robert Lane | Wealthspire Advisors independent RIA | Joslin Capital Advisors LLC independent RIA | RIA to RIA | Apr 19, 2021 | May 9, 2021 |
| Mary Louise Ballin | Wealthspire Advisors independent RIA | Perigon Wealth Management, LLC independent RIA | RIA to RIA | May 12, 2020 | May 18, 2020 |
| Elizabeth Lawrence Revenko | Wealthspire Advisors independent RIA | Ensemble Capital Management, LLC independent RIA | RIA to RIA | Apr 22, 2020 | Oct 20, 2020 (181 d) |
| Paul Alexander Austin | Wealthspire Advisors independent RIA | Yellowbrickroad Financial Advisors, LLC independent RIA | RIA to RIA | Aug 24, 2018 | Nov 3, 2018 (71 d) |
| Robert Jon Stamps Bradford | Wealthspire Advisors independent RIA | Affinity Capital Advisors LLC independent RIA | RIA to RIA | May 8, 2018 | May 1, 2018 |
| Alexander Gangl | Wealthspire Advisors other | Wealthspan unclassified | Other | Jan 11, 2018 | May 3, 2018 (112 d) |
| Sabrina Lee | Wealthspire Advisors other | Grove independent RIA | Other | Jun 8, 2017 | Jun 29, 2017 |
| Ralph Gregory Latza | Wealthspire Advisors other | Lifestream Financial, Inc. unclassified | Other | Mar 28, 2013 | Mar 26, 2013 |
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9 moves match.