DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Smedley Financial Services Inc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Leah Nelson | Smedley Financial Services Inc independent RIA | Del-Sette Capital Management, LLC independent RIA | RIA to RIA | Oct 16, 2020 | Aug 15, 2023 (1033 d) |
| Eric Daniel Hencley | Smedley Financial Services Inc other | Francis LLC other | Other | Dec 7, 2017 | Jan 12, 2018 (36 d) |
| Allison Rose Osgood | Smedley Financial Services Inc other | U.S. Bancorp Investments, Inc. other | Other | Oct 23, 2017 | Nov 20, 2017 |
| Rodney Austin Walker | Smedley Financial Services Inc other | Allegis Investment Advisors, LLC other | Other | May 16, 2016 | May 24, 2016 |
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4 moves match.