DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Ciccarelli Advisory Services Inc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Christopher L Lafountain | Ciccarelli Advisory Services Inc independent RIA | LPL Financial LLC independent RIA | RIA to RIA | Apr 10, 2018 | Apr 10, 2018 |
| Jason Allen Baum | Ciccarelli Advisory Services Inc other | Rehmann Wealth other | Other | Jul 8, 2015 | Sep 15, 2015 (69 d) |
| Wesley A Thompson | Ciccarelli Advisory Services Inc other | Fsc Securities Corporation other | Other | Oct 19, 2012 | Aug 16, 2010 |
| Dustin Carl Rinaldi | Ciccarelli Advisory Services Inc other | Raymond James Financial Services Advisors, Inc other | Other | Nov 2, 2011 | Oct 31, 2011 |
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4 moves match.