DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Clark Financial Advisors

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Laura Turner BakerClark Financial Advisors independent RIAWaverly Advisors, LLC independent RIARIA to RIAJun 8, 2022May 6, 2022
Leigh Ann ThrashClark Financial Advisors independent RIAWaverly Advisors, LLC independent RIARIA to RIAJun 8, 2022May 6, 2022
Robert Lee MoodyClark Financial Advisors independent RIASynovus Securities, Inc. BD affiliatedRIA to affiliated broker-dealer or bankAug 5, 2019Aug 12, 2019
Brooklyn Clark GriffinClark Financial Advisors independent RIAFarr Miller & Washington LLC independent RIARIA to RIAApr 26, 2018Jun 15, 2018 (50 d)
Steven Hansen LindClark Financial Advisors otherStonebridge Advisors, LLC unclassifiedOtherJan 23, 2018Dec 11, 2017
Joshua Mcclellan SlocumClark Financial Advisors otherAdvisory Services Network otherOtherMar 15, 2016Feb 12, 2016
David Wayne GreenClark Financial Advisors otherGreen Financial Management, LLC state registeredOtherJan 11, 2013Dec 19, 2012
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7 moves match.