DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Sterneck Capital Management LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Alec John Bethurum | Sterneck Capital Management LLC independent RIA | Newedge Advisors BD affiliated | RIA to affiliated broker-dealer or bank | May 10, 2024 | Aug 1, 2024 (83 d) |
| Zachary Reed Emslie | Sterneck Capital Management LLC independent RIA | Capital-E-Advisors state registered | RIA to a state-registered adviser | Sep 25, 2018 | Sep 17, 2018 |
| Regan Paul Ervin | Sterneck Capital Management LLC independent RIA | Capital-E-Advisors state registered | RIA to a state-registered adviser | Sep 25, 2018 | Sep 18, 2018 |
| Brian George Swim | Sterneck Capital Management LLC other | Ameritas Advisory Services other | Other | Jan 15, 2016 | Apr 28, 2016 (104 d) |
| Larisa Sharockman | Sterneck Capital Management LLC other | Wells Fargo Advisors wirehouse | Other | Nov 28, 2014 | Dec 9, 2014 |
| Henry Stephen Lane | Sterneck Capital Management LLC other | Design Asset Management, LLC no RAUM | Other | Nov 28, 2014 | Jun 3, 2014 |
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6 moves match.