DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Hogan Financial
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Samuel P Kruschel | Hogan Financial independent RIA | Creative Planning independent RIA | RIA to RIA | Dec 20, 2019 | Dec 23, 2019 |
| Clint Robert Wondra | Hogan Financial independent RIA | Creative Planning independent RIA | RIA to RIA | Dec 20, 2019 | Jan 3, 2020 |
| Thomas A. Meeker | Hogan Financial independent RIA | Creative Planning independent RIA | RIA to RIA | Dec 20, 2019 | Sep 2, 2026 (2448 d) |
| Stephen R. White | Hogan Financial other | Envision Financial LLC independent RIA | Other | Mar 4, 2014 | Feb 12, 2025 (3998 d) |
| Nicholas Andrew Ziarek | Hogan Financial other | Pjs Investment Management other | Other | Sep 27, 2013 | Nov 21, 2013 (55 d) |
| Andrea Margaret-Swansby Bulen | Hogan Financial other | Shakespeare Wealth Management, LLC other | Other | May 21, 2013 | Jul 4, 2013 (44 d) |
| Michael P Franks | Hogan Financial other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Feb 1, 2008 | Apr 8, 2008 (67 d) |
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7 moves match.