DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Adviceone Advisory Services, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Christian Robert Tompkins | Adviceone Advisory Services, LLC independent RIA | Commonwealth Financial Network national BD | RIA to affiliated broker-dealer or bank | Apr 8, 2025 | Oct 14, 2025 (189 d) |
| John Costello | Adviceone Advisory Services, LLC independent RIA | Marcum Wealth, LLC independent RIA | RIA to RIA | May 23, 2023 | Jun 14, 2023 |
| Ronald Elwood Williams | Adviceone Advisory Services, LLC independent RIA | Ssn Advisory, Inc. other | Other | Apr 6, 2018 | Sep 11, 2017 |
| Craig Andrew Roncaioli | Adviceone Advisory Services, LLC other | Bradway Financial, LLC other | Other | Jul 2, 2007 | Jul 18, 2007 |
| Jay Gershman | Adviceone Advisory Services, LLC other | Ssn Advisory, Inc. other | Other | Jul 2, 2007 | Jun 13, 2007 |
| Paul Henri Poulin | Adviceone Advisory Services, LLC other | Ssn Advisory, Inc. other | Other | Aug 19, 2004 | Dec 18, 2006 (851 d) |
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6 moves match.