DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Clearpath Capital Partners LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Simon Andrew Tryzna | Clearpath Capital Partners LLC independent RIA | Palo Alto Wealth Advisors, LLC independent RIA | RIA to RIA | May 20, 2022 | Feb 23, 2022 |
| Stanley Ken Himeno-Okamoto | Clearpath Capital Partners LLC independent RIA | Drs Financial Partners LLC state registered | RIA to a state-registered adviser | Dec 21, 2020 | Dec 22, 2020 |
| Brendan Diarmuid Connaughton | Clearpath Capital Partners LLC independent RIA | Mutual Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 4, 2018 | Jan 8, 2018 |
| John Brenton Dodd | Clearpath Capital Partners LLC independent RIA | Mutual Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 4, 2018 | Jan 8, 2018 |
| Mitchell Lawrence Sands | Clearpath Capital Partners LLC independent RIA | Mutual Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 4, 2018 | Jan 8, 2018 |
| Bryan David Wilson | Clearpath Capital Partners LLC independent RIA | Mutual Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 4, 2018 | Jan 8, 2018 |
| Matthew James Faubion | Clearpath Capital Partners LLC other | Destination Wealth Management other | Other | Nov 28, 2016 | Dec 14, 2016 |
| Zachary William Smith | Clearpath Capital Partners LLC other | Brighton Jones LLC other | Other | Feb 15, 2016 | Jan 28, 2016 |
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8 moves match.