DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Union Square Global Wealth Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| John Michael Olson | Union Square Global Wealth Management mixed wealth | Pitcairn independent RIA | RIA to RIA | Jul 28, 2025 | Aug 4, 2025 |
| Man Tou Iau | Union Square Global Wealth Management mixed wealth | Pitcairn independent RIA | RIA to RIA | Jul 28, 2025 | Aug 4, 2025 |
| James Michael Hering | Union Square Global Wealth Management mixed wealth | Bordeaux Wealth Advisors independent RIA | RIA to RIA | Apr 24, 2018 | Nov 2, 2020 (923 d) |
| Roberto Ho Chiu | Union Square Global Wealth Management other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Aug 12, 2010 | May 19, 2010 |
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4 moves match.