RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• M•••••• H•••••
- F•••• P••••••• W•••••• L•• independent RIA currentsince Jul 2, 2025 · Menlo Park, Ca
- B••••••• W••••• A••••••• formerNov 2, 2020 to Oct 3, 2025 · Menlo Park, Ca
- U•••• S••••• G••••• W••••• M••••••••• mixed wealthOct 8, 2014 to Apr 24, 2018 · San Francisco, Ca
- B•• F••••• O•••••• L•• bank affiliatedMay 5, 2010 to Aug 19, 2013
- B••••••• W••••• A••••••• to F•••• P••••••• W•••••• L••left Oct 3, 2025, registered Jul 2, 2025 (-93 days) · channel change inside one enterprise, not a move · moved with a team
- U•••• S••••• G••••• W••••• M••••••••• to B••••••• W••••• A•••••••left Apr 24, 2018, registered Nov 2, 2020 (923 days) · RIA to RIA
- B•• F••••• O•••••• L•• to U•••• S••••• G••••• W••••• M•••••••••left Aug 19, 2013, registered Oct 8, 2014 (415 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address