DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Ned Davis Research, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
John Norman Clute LyonNed Davis Research, Inc. otherLyon Capital Management, LLC independent RIAOtherDec 17, 2020Apr 26, 2023 (860 d)
Robert Clifton SchusterNed Davis Research, Inc. otherCmg Capital Management Group, Inc. independent RIAOtherOct 28, 2020May 23, 2023 (937 d)
William Carl GeisdorfNed Davis Research, Inc. otherCommonwealth Financial Network national BDOtherJul 2, 2020Apr 13, 2020
Lawrence Seth WinerNed Davis Research, Inc. no RAUMBlue Fox Advisors, LLC state registeredOtherMar 26, 2020Apr 3, 2020
Anthony Warren WelchNed Davis Research, Inc. no RAUMSignaturefd, LLC independent RIAOtherApr 29, 2019Aug 3, 2018
Wenjia LiuNed Davis Research, Inc. no RAUMTeapot Investments LLC state registeredOtherJul 21, 2017Sep 9, 2026 (3337 d)
Lance Jay StonecypherNed Davis Research, Inc. no RAUMRaymond Capital Advisors, LLC state registeredOtherNov 13, 2015Mar 14, 2022 (2313 d)
Jennifer Mcgrath LynchNed Davis Research, Inc. no RAUMCommonwealth Financial Network national BDOtherNov 24, 2014Jul 21, 2020 (2066 d)
Matthew James CostelloNed Davis Research, Inc. no RAUMStifel, Nicolaus & Company, Incorporated national BDOtherOct 4, 2012Oct 10, 2012
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9 moves match.