DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Signaturefd, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Robin Lee Marx | Signaturefd, LLC independent RIA | Truist Advisory Services, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jan 4, 2022 | Feb 17, 2022 (44 d) |
| Jeffrey Scott Peller | Signaturefd, LLC independent RIA | Cherry Bekaert Wealth Management LLC independent RIA | RIA to RIA | Aug 12, 2020 | Jan 4, 2022 (510 d) |
| Nicholas Thomas Stafford | Signaturefd, LLC independent RIA | Emerson Equity LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 25, 2019 | Apr 8, 2022 (1079 d) |
| John C O'Donnell | Signaturefd, LLC other | Fidelity Personal And Workplace Advisors BD affiliated | Other | Mar 23, 2016 | Jan 13, 2023 (2487 d) |
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4 moves match.