DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Pinnacle Wealth Management, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Thomas Charles Stefaniak | Pinnacle Wealth Management, Inc. independent RIA | LPL Financial LLC other | Other | Mar 20, 2023 | Dec 17, 1999 |
| Bradley Michael Meyer | Pinnacle Wealth Management, Inc. independent RIA | Beacon Pointe Advisors, LLC independent RIA | RIA to RIA | Feb 24, 2023 | Feb 28, 2023 |
| Charles Edward Rhoades | Pinnacle Wealth Management, Inc. independent RIA | Western Wealth Management LLC independent RIA | RIA to RIA | Dec 31, 2018 | Sep 6, 2018 |
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3 moves match.