DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Advisors Management Group Inc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jon-David Bowe | Advisors Management Group Inc other | Stifel, Nicolaus & Company, Incorporated national BD | Other | Apr 3, 2014 | Apr 18, 2014 |
| Travis Joseph Brock | Advisors Management Group Inc other | Fiduciary First Advisors, LLC other | Other | Aug 23, 2012 | Jul 24, 2012 |
| Jon-David Bowe | Advisors Management Group Inc other | M&I Financial Advisors, Inc. no RAUM | Other | Sep 21, 2006 | Sep 1, 2006 |
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3 moves match.