DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Client 1st Advisory Group
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Robert Cary Wayland | Client 1st Advisory Group other | Independent Financial Partners other | Other | Oct 14, 2008 | Jul 15, 2009 (274 d) |
| Cynthia Payne Ochal | Client 1st Advisory Group other | Cascade Financial Management, Inc. other | Other | Jun 25, 2007 | Jul 28, 2006 |
| Carol Makris Jordan | Client 1st Advisory Group other | Transamerica Financial Advisors, LLC other | Other | Jun 25, 2007 | Jan 12, 2006 |
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3 moves match.