DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Financial Strategies, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Brian Anthony Clarke | Financial Strategies, Inc. independent RIA | Clarke Financial Counsel, LLC state registered | RIA to a state-registered adviser | Jun 7, 2023 | Oct 6, 2025 (852 d) |
| Jerome A Neary | Financial Strategies, Inc. independent RIA | Sva Wealth Management, LLC other | Other | May 28, 2014 | Dec 16, 2014 (202 d) |
| Mark James Beck | Financial Strategies, Inc. independent RIA | Annex Wealth Management, LLC other | Other | Jun 16, 2009 | Jan 22, 2009 |
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3 moves match.