DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Financial Planning And Information Services, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Daniel James Budinger | Financial Planning And Information Services, Inc. independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Feb 4, 2025 | Jan 2, 2025 |
| Ryan Brent Wempe | Financial Planning And Information Services, Inc. independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Feb 4, 2025 | Jan 3, 2025 |
| Jacqueline Ann Lawrence | Financial Planning And Information Services, Inc. independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Feb 4, 2025 | Jan 2, 2025 |
| Rachel Dorothy Brown | Financial Planning And Information Services, Inc. independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Feb 4, 2025 | Jan 2, 2025 |
| Carl E Ekstrom | Financial Planning And Information Services, Inc. independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Feb 4, 2025 | Jan 2, 2025 |
| Brock Becker | Financial Planning And Information Services, Inc. independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Feb 4, 2025 | Jan 2, 2025 |
| Allison Buchholtz | Financial Planning And Information Services, Inc. independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Feb 4, 2025 | Jan 3, 2025 |
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7 moves match.