DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Regent Wealth Management Group
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Bennet Thomas Thonakkaraparayil | Regent Wealth Management Group independent RIA | Mercer Global Advisors Inc. independent RIA | RIA to RIA | Feb 12, 2020 | Nov 19, 2019 |
| Christopher Craig Pollard | Regent Wealth Management Group other | Usaa Financial Planning Services no RAUM | Other | Apr 21, 2014 | May 7, 2014 |
| Hans Peter Raymond | Regent Wealth Management Group other | Webster Investment Services, Inc. unclassified | Other | May 2, 2005 | Mar 15, 2005 |
Page 1 of 1
3 moves match.